News: http://, Shenzhen Stock Exchange will implement fatal exception transactions account for up to 15 trading days limit transactions
According to reports, Shanghai and Shenzhen Stock Exchange Office of the said recently, the two exchanges have warrants trading through a series of regulatory measures. Shenzhen Stock Exchange has issued to a member of Shenzhen stock exchange restrictions on the trading rules, the fatal exception transaction warrants trading account the implementation of maximum 15 trading days limit transactions. The recently renewed on card on recent warrant brokerage business large security companies and their sales letters, require securities dealers strengthen customer warrants trading compliance management.
Since the end of may, the warrants market hype has attracted widespread attention. According to the information provided by the stock exchange, May 30 to June 29, participation in deep city 4 only warrants trading investor total 61.78 million deficit, amounting to about participation warrants trading half of households. Among them, participate in the "potash JTP1" June 22, the last trading day of the purchase transaction and caused a loss of account total 4.54 million, representing more than 66.48 per cent.
Shenzhen Stock Exchange official said, the Institute on warrants trading in a focused monitoring, through substantial, continuous and frequent Rotary declare warrants trading prices of unusual transactions act promptly to the relevant membership and sales department by phone or written warning issued. Shenzhen Stock Exchange has also implemented a temporary suspension of risk in the tray and control mechanisms, warning also enhanced the warrants risk education and warning.
The card also adopted a series of regulatory measures. Such as: the number of Rotary trading warrants is particularly high, the trading volume of sales, in particular focusing on the card to a written warning, and require securities dealers strengthen customer management, report and stop suspicious transactions; lock individual exists for manipulation of the violation warrants trading participants, and press the relevant procedures to the attention of the Commission '.
Shenzhen Stock Exchange official reminded again, the majority of investors should note that warrants the investment risk. Through substantial, continuous and frequent Rotary warrant price declared results in significant changes in the account, the Shenzhen Stock Exchange will be in accordance with the relevant provisions restricted transactions; at the same time, the volatility of the warrants in a timely manner in the temporary suspension, and other risk control measures; suspected market manipulation acts promptly investigated and SFC started. Continuous use of capital intensive transactions that affect the price of warrants, if after repeated warnings is invalid, the card will be taken to limit or suspend trading of punishment, and, where appropriate, measures such as implementing a temporary suspension.
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