Reporters from the China Securities Regulatory Commission was informed that, in view of the service portfolio and continental security serious illegal business, China Securities Regulatory Commission has commissioned guosen securities and securities from 10 June 2005, after close of play, the two companies of the brokerage business and belongs to the securities business, service implementation managed. Managed, the two companies ' brokerage customer transactions normally.
In August 2003, China Securities Regulatory Commission will strictly prohibits the misappropriation of client transactions settlement funds, non-misappropriation of client management of assets, non-misappropriation of client-managed bond expressly listed as securities company should strictly adhere to the concept of "three." Since August 2004, the China Securities Regulatory Commission on securities company introspection rectification, regulating business has made a series of requirements, repeatedly, to the introspection does not give the low-down, on problems of continued improvement, not illegal securities company be severely punished. It is known, at present, the vast majority of securities company to follow the requirements of the China Securities Regulatory Commission, serious introspection, the full low-down, active measures to resolve their own problems, to protect against risks, regulatory management, business development; a group of companies is strictly controlled risks, actively and launched innovative pilot activities. The entire securities industry showed unprecedented strengthening management, specification management, innovation, good momentum of development.
According to the China Securities Regulatory Commission departments responsible for the service of securities and securities supervision Department Wuzhou injunctions, still in their rectification in fraud, embezzlement of new customer transaction settlement funds, new violation nancial; continental securities also shareholders false funded serious problems. For serious security market discipline, China Securities Regulatory Commission decisively decided, on the service of securities and continental securities taken administrative measures; at the same time, the company's illegal conduct ' inspection, will be held responsible for the company and related workers, and the transfer of persons suspected of criminal police officers.
The responsible person, to continue to fraud, not in accordance with the request for rectification and continued violation of securities companies and associated personnel, once discovered, will immediately investigate and leniency. Hope other securities company from securities securities and continental civil illegal business is managed and dealt with a matter in a lesson, the effective protection of the legitimate interests of investors, in strict accordance with the compliance management, specification of its business.
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